Category Archives: lobbyists

Counties vary in ethics infrastructure

Former State Ethics Commission director Dan Mollway suggested it would be interesting to check out what the county ethics commissions are up to. So I decided to take an initial look at what information is readily available. On this first pass, it looks like all the counties are weak in regulating lobbyists, but the State Ethics Commission has had similar problems in that area. I’ll have to circle around at another time to look at recent actions and decisions at the county level.

Kauai County Board of Ethics

The Kauai County website makes it easy to find the Board of Ethics page, which includes a list of the county charter provisions (but not links to them), as well as board agendas and minutes. The most recent minutes are for the boards October 12 meeting, so they are up to date.

But I don’t see anything relating to registration and regulation of lobbyists.

And I don’t see anything about lobbyists in a very quick check of the county charter (so I could be missing something).

The problem here is that the State Constitution requires each county to have an ethics code that includes several provisions, including lobbyist registration.

Each code of ethics shall include, but not be limited to, provisions on gifts, confidential information, use of position, contracts with government agencies, post-employment, financial disclosure and lobbyist registration and restriction.

Does the county have lobbyist registration rules tucked away in some other part of county government? Anybody on Kauai want to comment?

Hawaii County Board of Ethics

Search for the Board of Ethics on the Hawaii County website and you get to a spartan display of three folders containing public documents–agendas, minutes, documents.

The documents folder contains the Code of Ethics, a good first stop. The Hawaii County Code does require lobbyist registration and disclosure, although I don’t see any of those documents posted online.

When I searched for the word “lobbyist,” the system returned links to several sets of minutes as well as the ethics code.

Back in 2005, I see that attorney David Frankel appeared at a Board of Ethics meeting to complain that the lobbyist registration law was not being enforced.

My real concern is that there’s been really no implementation or enforcement of the lobbying law. When I went to the County Clerk’ s office in August, excuse me, in September, to see who was registered, I was shocked to see really, no one’s been registering. Well, one or two people a year, and the people who are at the Council lobbying all the time for those of us who’ve sat there, see at the Council on a regular basis, have not registered.

It looks like a follow-up is in order to see whether things have changed much at all since 2005.

Honolulu Ethics Commission

The Honolulu Ethics Commission website provides a number of links.

I clicked on “meeting information,” and got a list of links to minutes that did not display properly, making it difficult to use. It did not provide a list of previous agendas.

There is a listing of prior advisory opinions, and a subject index, which is very useful. Several recent opinions show the commission has done extensive investigations of cases, resulting in detailed public findings and penalties.

A link to “lobbyist information” leads to an annually-updated list of registered lobbyists, which contains the lobbyist’s name and business address (no telephone numbers), as well as the name and address of the client they are representing, but without the name of the person responsible for authorizing the lobbyist or their telephone number.

There is no information provided on lobbying expenditures.

Maui County Board of Ethics

The Board of Ethics has a web page listing commission members, a link to board agendas and minutes, ethics rules and charter provisions, and copies of financial disclosures filed by county officials, both elected and appointed, and candidates in the recent elections.

Meeting minutes are several months behind. The last set of minutes available online as of yesterday was for the August 8, 2012 meeting.

I didn’t see lists of registered lobbyists on the board’s website. Lobbyists are apparently required to register, but do not have to disclose their activities or expenditures.

What’s up elsewhere in ethics?

With all the talk here about ethics over the past few days, it seems a good time for another quick update on the ethics issues being discussed elsewhere.

Commentary in the Palm Beach Post: “Support push for ethics reform in Tallahassee

Sen. Gaetz has proposed putting an important component of the Sunshine Amendment on line — disclosure of the financial interests of public officials. He also wants to reduce voting conflicts and ensure that lawmakers do not unfairly obtain crony jobs funded by the state budget that they pass. Sen. Gaetz and Rep. Weatherford want to eliminate secretive campaign PACs called committees of continuous existence (CCEs).

Rep. Weatherford wants more candidate accountability for political contributions and expenditures. That might involve allowing candidates to take larger checks, but Rep. Weatherford would ensure 24-hour disclosure of contributions. Floridians should welcome the combination of quicker disclosure, with candidates being more responsible and accountable for a greater share of the existing money in state politics. Imagine candidates being held accountable for their own ads.

Mr. Carlucci’s priority is ensuring that government employees and officials pay the fines they owe for filing late financial disclosure statements. The ethics commission should gain the authority to impose liens to collect fines, according to Mr. Carlucci. He is also calling for the legislature to allow the ethics commission to receive case referrals from state attorneys and law enforcement agencies. Mr. Carlucci also proposes using the same voting conflict standards for state and local appointed officials and removing deterrents to citizen ethics complaints.

Forsyth County, Georgia: “Forsyth BOC Makes Sweeping Changes in Ethics Ordinance

In changing the makeup of the Ethics Board, commissioners also struck down the “wrongful use” section of the ordinance that imposed a penalty on citizens who file what is deemed to be a “frivolous” complaint.

The section drew fire from critics who claimed its intent was to intimidate anyone considering filing a complaint.

In the future, each ethics complaint will trigger the formation of a new three-member ethics board to be made up of three out-of-county attorneys experienced in civil law. Once that board hears a complaint and renders a decision, it is disbanded. The next complaint then triggers the formation of a new board.

Here’s on that sounds familiar…
Binghamton, NY: “Many Broome County ethics forms incomplete, errors left unaddressed”

Broome County’s top-ranking public servants are required to file financial disclosure statements divulging details of their personal and family financial interests each year.

But a review of the documents filed by high-level elected and appointed officials in Broome government shows widespread omissions and errors that have gone unaddressed by the three-member ethics panel in charge of inspecting them, and raises questions about whether newly-proposed revisions to the county ethics code would do enough to solve the problem.

The Press & Sun-Bulletin reviewed more than 100 financial disclosure forms filed by county employees and officers this year, and found more than a third left some or all of the 14 questions blank — including 14 of the 19 forms filed by members of the Broome County Legislature. The forms reflect the officials’ finances and assets for 2011.

Arkansas Times: “Ethics Commission opens door to campaign spending abuse

It reported that the Ethics Commission had decided to dismiss a complaint against Republican Rep. John Burris. The complaint alleged that he’d made personal use of campaign money by making contributions to other Republican candidates, roughly $200 each to 17 candidates. The law prohibits use of campaign money to contribute to other candidates. But ….

“Evidence gathered during the course of the investigation reflected that your attendance at the fundraising events in question furthered your own campaign by allowing you to gain access to crowds of people which included legislators, lobbyists and political activists, all of whom were potential contributors to your campaign,” Ethics Commission Director Graham Sloan said in a letter to Burris notifying him of the dismissal of the complaint.

Baltimore Sun: “Annapolis to rewrite ethics rules for elected officials

Proposed new ethics rules would end the practice of keeping secret any unethical conduct by Annapolis city officials.

Current law requires all violations to be kept confidential, city Ethics Commission Chairman Jim Dolezal said. The new laws call for the posting of summary explanations online.

If passed by the City Council, it will be Annapolis’ first major rewrite of ethics rules in 18 years.

“Our goal is to really make the city government as open and ethical as we can,” Dolezal said. “If we made a finding of [a] violation, it continued to be confidential. We thought it should be public.”

The plan drafted by the city’s Ethics Commission also limits free meals and outlaws free tickets to sporting events for elected officials. The plan gives the commission authority to levy fines of up to $5,000 for infractions.

Washington Post: “Group recommends ethics changes for Metro board

Metro’s revised ethics policy for board members lacks specific sanctions for many violations, an expert review has found.

A director who violates rules regarding a financial conflict of interest can be forced off the board, but the ethics policy is silent on consequences for other ethical transgressions, according to the review, carried out by the the law firm Cadwalader, Wickersham & Taft.

Boston.com: “Leominster mayor cited for ethics violation

The State Ethics Commission is citing Leominster Mayor Dean Mazzarella for violating Massachusetts’ conflict of interest law by directing that community development block grant funds be used to rehabilitate the property of an elderly friend.

The commission said Mazzarella told the city’s housing rehabilitation program coordinator to use the funds without following standard procedure. The commission also said Mazzarella failed to disclose his relationship with the property owner.

Baltimore Sun: “Baltimore ethics forms to go online, new IT director says

The financial disclosure forms filled out by about 1,900 city employees will be entered into an online searchable database, the city’s new Chief Information Officer told the city’s ethics board Tuesday.

“It’s a really easy project,” said Chris Tonjes, who heads the Mayor’s Information Technology Office.

Baltimore Sun: “Ethics oversight board hasn’t met in years”

Baltimore’s ethics director is in charge of advising elected officials and fielding constituent complaints about them. It’s unclear, however, if anyone is overseeing him.

A seven-member oversight panel, the Board of Legislative Reference, is responsible for hiring and firing the ethics director, according to the city charter. But, according to current and former city officials, the board has not met in six years — and perhaps longer.

The current ethics director, Avery Aisenstark has come under fire for doing legal work on the side for developers who are challenging zoning decisions in Baltimore County. Those same developers have had significant business interests before city agencies. Aisenstark’s office also has been criticized for failing to review ethics disclosure forms that city officials are required to file.

Teacher protests not likely to create room for solutions

Did you catch the Hawaii News Now story broadcast on Tuesday about teachers taking their complaints about Gov. Neil Abercrombie onto YouTube?

Teachers have started recording “open letters” to the Governor Neil Abercrombie and putting them online.

“I’m angry and I’m tired of you,” said Doug Robertson, Kaleiopuu Elementary School Fourth Grade Teacher, in a video he posted on YouTube. “Don’t make this about how much teachers care about their students. You obviously have no idea what it means to care about the people you’re supposed to be helping.”

The story then notes:

The videos are part of a grassroots effort to raise awareness and momentum for Hawaii Teachers. Others have picketed the Governor’s events and got Senate Candidate Mazie Hirono to pose with their signs.

Hmmmm. Knowing Gov. Abercrombie, I reallly don’t think the personal public attacks are a good idea, and not an effective lobbying tactic.

Neil is tough. And he can be stubborn. Pushing him like this almost guarantees he’ll dig in and hold his ground.

Teachers won’t win that kind of tug-of-war.